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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-08-15 |
| TX | RA | APPROVED | 2023-08-15 |
Branch Locations
7511 New La Grange Road, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 01/2019 | 12/2021 |
| University Of Louisville Bookstore | Louisville | KY | 08/2017 | 04/2019 |
| Nielsen | Schaumburg | IL | 05/2017 | 08/2018 |
| Gardens Of Woodstock | Woodstock | IL | 04/2014 | 08/2018 |
| College - University Of Louisville | Louisvill | KY | 08/2015 | 04/2019 |
| Sanctuary Securities, Inc. | Louisville | KY | 12/2021 | Present |
| Sanctuary Advisors Llc | Louisville | KY | 08/2023 | Present |
1) Name: National Kidney Foundation Position: Annual Gala Planning Board Nature: The National Kidney Foundation, a major voluntary nonprofit health organization, is dedicated to preventing kidney disease, improving the health and well-being of individuals and families affected by kidney disease and increasing the availability of kidneys for transplantation. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 10/18/2021 Address: 161 St Matthews Avenue Suite 3, Louisville KY 40207, United States Additional Info: Description: Assist in planning the annual National Kidney Foundation of Kentuckiana. Throughout the year we also participate in outreach seminars to raise awareness of those suffering with kidney disease.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-14 |
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