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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01

Branch Locations

11 Sunset Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Latham NY 06/2026 Present
Raymond James Financial Services Advisors, Inc. Latham NY 06/2026 Present
Unemployed Cropseyville NY 09/2025 05/2026
Purshe Kaplan Sterling Investments Albany NY 11/2018 04/2021
Northern Rivers Family Of Service Albany NY 06/2018 11/2018
Nexus Staffing Solutions Albany NY 05/2018 06/2018
Nys Ogs Albany NY 05/2017 04/2018
Accustaff/Randstad Albany NY 08/2016 05/2017
Unemployed Cropseyville NY 04/2021 06/2021
Purshe Kaplan Sterling Investments Albany NY 06/2021 01/2022
Rbc Capital Markets, Llc New York NY 02/2022 09/2025
  • 06/2026 → Present
    Raymond James Financial Services, Inc.
    Latham, NY
  • 06/2026 → Present
    Latham, NY
  • 09/2025 → 05/2026
    Unemployed
    Cropseyville, NY
  • 11/2018 → 04/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2018 → 11/2018
    Northern Rivers Family Of Service
    Albany, NY
  • 05/2018 → 06/2018
    Nexus Staffing Solutions
    Albany, NY
  • 05/2017 → 04/2018
    Nys Ogs
    Albany, NY
  • 08/2016 → 05/2017
    Accustaff/Randstad
    Albany, NY
  • 04/2021 → 06/2021
    Unemployed
    Cropseyville, NY
  • 06/2021 → 01/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2022 → 09/2025
    New York, NY
Previous Registrations
Other Businesses

(1)Name of Business: The Kelton Financial Group Address: 11 Sunset Dr, Latham, NY, 12110, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Employee of branch, conducting registered associate responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-27
  • S66 Uniform Combined State Law Examination
    2023-04-27
Other Names
  • Terri Suzanne Donnelly

View on SEC IAPD

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