Nicholas Adam Warner

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-07
LA	RA	APPROVED	2020-12-04

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank N.A.	Mandeville	LA	12/2018	09/2020
Jpmorgan Securities Llc	Mandeville	LA	12/2018	09/2020
Tropical Pool Services And Renovations	Mandeville	LA	06/2016	11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mandeville	LA	09/2020	Present
Dew Spa, L.L.C	Slidell	LA	04/2020	06/2020
Dew Spa Iii, Llc	New Orleans	LA	04/2020	06/2020
Dew Spa Ii Llc	Baton Rouge	LA	04/2020	06/2020
Bank Of America, N.A.	Mandeville	LA	12/2020	Present

12/2018 → 09/2020

Jpmorgan Chase Bank N.A.

Mandeville, LA
12/2018 → 09/2020

Jpmorgan Securities Llc

Mandeville, LA
06/2016 → 11/2018

Tropical Pool Services And Renovations

Mandeville, LA
09/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mandeville, LA
04/2020 → 06/2020

Dew Spa, L.L.C

Slidell, LA
04/2020 → 06/2020

Dew Spa Iii, Llc

New Orleans, LA
04/2020 → 06/2020

Dew Spa Ii Llc

Baton Rouge, LA
12/2020 → Present

Bank Of America, N.A.

Mandeville, LA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-24

Other Firms