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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-08-05
  • MN RA
    APPROVED
    Since 2019-08-05

Branch Locations

3390 Pilot Knob Rd, Eagan, MN 55121 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Saint Paul MN 10/2016 Present
Wells Fargo Clearing Service, Llc Saint Paul MN 12/2018 Present
  • 10/2016 → Present
    Wells Fargo Bank, Na
    Saint Paul, MN
  • 12/2018 → Present
    Wells Fargo Clearing Service, Llc
    Saint Paul, MN
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; BLOOMINGTON,MN; 100% OWNERSHIP; START DATE 01/01/2016; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-05
S63 Uniform Securities Agent State Law Examination 2019-06-11
  • S65 Uniform Investment Adviser Law Examination
    2019-08-05
  • S63 Uniform Securities Agent State Law Examination
    2019-06-11
Other Names
  • Diem Hong Hoang
  • Diem H Hoang
  • Diem Hoang Studniski
  • Diem Hoang
  • Diem Studniski
  • Mikkie Studniski

View on SEC IAPD

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