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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Springfield | Springfield | IL | 03/2016 | Present |
| Lpl Financial Llc | Springfield | IL | 12/2018 | Present |
1. 9/4/2019 - No Business Name - Investment Related - Springfield, IL - Other-Public Notary - Started 08/10/2018 - 0 Hours Per Month - Time Spent 0% - Kariann Kelley- Public Notary. 2. 4/6/2020 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/31/2020 - 160 Hours Per Month During Securities Trading. 3. 02/13/2024 - Bank of Springfield - Non-Inv Related - Financial Institution Duty - Started: 3/1/2024 - 1 Hr/mo. 4. 03/28/2024 - BOS Wealth & Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-06 |
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