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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-08-07 |
| TX | RA | APPROVED | 2023-07-31 |
Branch Locations
4125 S. Grand Canyon Dr., Las Vegas, NV 89147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 11/2018 | 07/2023 |
| Us Bank | Las Vegas | NV | 08/2016 | 12/2018 |
| Bank Of America, N.A. | Las Vegas | NV | 11/2018 | 07/2023 |
| J.P. Morgan Securities Llc | Las Vegas | NV | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Las Vegas | NV | 07/2023 | Present |
| Quadplex Investment Property | Las Vega | NV | 09/2024 | Present |
Entity Name: Quadplex Investment Property Investment related: Yes Address: Las Vegas NV Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Buying an investment property with my brothers and parents. name of Biz: Makers & Finders Urban Coffee Shop Not investment related Address: Las Vegas, NV Nature of Biz: Restaurant Position: Silent Investor Start Date: 10/01/2014 5-8 hours per month 0 hours during trading hours Duties: I help with social media marketing and yelp.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-31 |
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