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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-23
CA RA APPROVED 2019-04-24
  • TX RA
    APPROVED
    Since 2021-02-23
  • CA RA
    APPROVED
    Since 2019-04-24

Branch Locations

445 Marine View Avenue, Del Mar, CA 92014 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allergan Pharmaceuticals Madison NJ 06/1993 09/2018
Unemployed Carlsbad CA 10/2018 03/2019
Thrivent Investment Management Inc Del Mar CA 02/2019 Present
Thrivent Financial Appleton WI 03/2019 07/2019
Thrivent Financial Appleton WI 07/2019 Present
  • 06/1993 → 09/2018
    Allergan Pharmaceuticals
    Madison, NJ
  • 10/2018 → 03/2019
    Unemployed
    Carlsbad, CA
  • 02/2019 → Present
    Del Mar, CA
  • 03/2019 → 07/2019
    Thrivent Financial
    Appleton, WI
  • 07/2019 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

INTEGRACE MOTORS LLC POSITION: Partner NATURE: High-end, car recreations. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: 1027 Turnstone Road, Carlsbad CA 92011, United States DESCRIPTION: Support the business financially with spouse. MITCHELL THORP FOUNDATION POSITION: Board of Directors NATURE: Mitchell Thorp Foundation is a non-profit organzation. The Mitchell Thorp Foundation aims to give families of ill children with rare diseases hope and support when they need it most. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 6965 El Camino Real, Suite 105-433, Carlsbad CA 92009, United States DESCRIPTION: I will act in capacity of a Board of director position. I will provide insight and foresight to the foundation and its purpose. I will help discuss which families the foundation will support. Also at what level of support and duration of time. I will assist in the annual review of the foundation's CEO and any CEO compensation. RENTAL PROPERTIES POSITION: Owner NATURE: residential property that i own INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2020 ADDRESS: 4254 Mesa Vista; 4238 Arcata Bay, 999 Turnstone Road, Oceanside CA 92057, United States DESCRIPTION: Owner. Delegation of any repairs needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-23
  • S66 Uniform Combined State Law Examination
    2019-04-23
Other Names
  • Marcus J Shaw

View on SEC IAPD

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