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Christine Marie Graham

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-09-22
TX RA APPROVED 2020-03-26
OH RA APPROVED 2019-08-30
  • NV RA
    APPROVED
    Since 2022-09-22
  • TX RA
    APPROVED
    Since 2020-03-26
  • OH RA
    APPROVED
    Since 2019-08-30

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Las Vegas NV 12/2018 Present
Fidelity Investments Covington KY 05/2015 12/2018
  • 12/2018 → Present
    Morgan Stanley
    Las Vegas, NV
  • 05/2015 → 12/2018
    Fidelity Investments
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Christine Marie Kathmann

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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