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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-21
WA RA APPROVED 2023-01-12
  • TX RA
    APPROVED_RES
    Since 2025-04-21
  • WA RA
    APPROVED
    Since 2023-01-12

Branch Locations

6811 132Nd Ave Ne, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Seattle WA 10/2018 02/2023
Jpmorgan Chase Bank, N.A. Seattle WA 06/2017 02/2023
C.M. Hon Investment Group Bellevue WA 10/2015 02/2020
Urban Pacific Real Estate Seattle WA 08/2016 05/2017
Riverside Casino Tukwila WA 04/2013 09/2016
Ng Washington Iii, Dba Red Dragon Casino Mountlake Terrace WA 01/2012 06/2017
C.P. Hon Llc Bellevue WA 06/2016 11/2022
C.M. Hon Investment Group Inc. Seattle WA 09/2015 Present
Klcm Llc Seattle WA 10/2015 Present
Hon's Investment Group Inc. Seattle WA 09/2015 Present
Trimaran Llc. Newcastle WA 01/2017 Present
Jpmorgan Chase Bank, N.A., Seattle WA 03/2023 Present
J.P. Morgan Securities Llc Seattle WA 03/2023 Present
  • 10/2018 → 02/2023
    Seattle, WA
  • 06/2017 → 02/2023
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
  • 10/2015 → 02/2020
    C.M. Hon Investment Group
    Bellevue, WA
  • 08/2016 → 05/2017
    Urban Pacific Real Estate
    Seattle, WA
  • 04/2013 → 09/2016
    Riverside Casino
    Tukwila, WA
  • 01/2012 → 06/2017
    Ng Washington Iii, Dba Red Dragon Casino
    Mountlake Terrace, WA
  • 06/2016 → 11/2022
    C.P. Hon Llc
    Bellevue, WA
  • 09/2015 → Present
    C.M. Hon Investment Group Inc.
    Seattle, WA
  • 10/2015 → Present
    Klcm Llc
    Seattle, WA
  • 09/2015 → Present
    Hon's Investment Group Inc.
    Seattle, WA
  • 01/2017 → Present
    Trimaran Llc.
    Newcastle, WA
  • 03/2023 → Present
    Jpmorgan Chase Bank, N.A.,
    Seattle, WA
  • 03/2023 → Present
    Seattle, WA
Other Businesses

Entity Name: Trimaran LLC. Investment related: Y Address: Newcastle, WA 98056 Nature of the other business: Real Estate Position/Title/Relationship: Partial Owner Start Date: 01/03/2017 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Communicate in between majority owner and property manager once a while." Entity Name: Hon's Investment Group Inc. Investment related: Y Address: Seattle, WA 98101 Nature of the other business: Real Estate Position/Title/Relationship: Paritial Owner Start Date: 09/23/2015 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Ownership of a commercial multi-families building for leasing. Entity Name: KLCM LLC Investment related: Y Address: Seattle, WA 98101 Nature of the other business: Real Estate Position/Title/Relationship: Paritial Owner Start Date: 10/16/2015 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Ownership of a commercial building for leasing. Entity Name: C.M. Hon Investment Group Inc. Investment related: Y Address: Seattle, WA 98101 Nature of the other business: Real Estate Position/Title/Relationship: Partial Owner Start Date: 09/23/2015 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Communicate in between majority owner and property manager once a while. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO - OWNER / CO - LANDLORD - RENTAL PROPERTY START DATE: 10/1/2020 ADDRESS: 3415 SEATTLE, WA DETAILS: Residential rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0.25 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/31/2019 ADDRESS: 809 SEATTLE, WA. DETAILS: Residential rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0.25 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/19/2016 ADDRESS: 926 RENTON, WA. DETAILS: Real estate investment property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): .25 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/8/2016 ADDRESS: 5343 TUKWILA, WA. DETAILS: Real estate investment property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): .5 HOURS DURING TRADING: 0 4.C.M Hon Investment Group, Owner/Share Holder less than 5% of an office Building, 2.5 hours/month;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-03
S63 Uniform Securities Agent State Law Examination 2019-05-24
  • S66 Uniform Combined State Law Examination
    2021-08-03
  • S63 Uniform Securities Agent State Law Examination
    2019-05-24
Other Names
  • Steven Su
  • Zhi W Su
  • Zhiwen Su

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