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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-21 |
| WA | RA | APPROVED | 2023-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Seattle | WA | 10/2018 | 02/2023 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 06/2017 | 02/2023 |
| C.M. Hon Investment Group | Bellevue | WA | 10/2015 | 02/2020 |
| Urban Pacific Real Estate | Seattle | WA | 08/2016 | 05/2017 |
| Riverside Casino | Tukwila | WA | 04/2013 | 09/2016 |
| Ng Washington Iii, Dba Red Dragon Casino | Mountlake Terrace | WA | 01/2012 | 06/2017 |
| C.P. Hon Llc | Bellevue | WA | 06/2016 | 11/2022 |
| C.M. Hon Investment Group Inc. | Seattle | WA | 09/2015 | Present |
| Klcm Llc | Seattle | WA | 10/2015 | Present |
| Hon's Investment Group Inc. | Seattle | WA | 09/2015 | Present |
| Trimaran Llc. | Newcastle | WA | 01/2017 | Present |
| Jpmorgan Chase Bank, N.A., | Seattle | WA | 03/2023 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 03/2023 | Present |
Entity Name: Trimaran LLC. Investment related: Y Address: Newcastle, WA 98056 Nature of the other business: Real Estate Position/Title/Relationship: Partial Owner Start Date: 01/03/2017 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Communicate in between majority owner and property manager once a while." Entity Name: Hon's Investment Group Inc. Investment related: Y Address: Seattle, WA 98101 Nature of the other business: Real Estate Position/Title/Relationship: Paritial Owner Start Date: 09/23/2015 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Ownership of a commercial multi-families building for leasing. Entity Name: KLCM LLC Investment related: Y Address: Seattle, WA 98101 Nature of the other business: Real Estate Position/Title/Relationship: Paritial Owner Start Date: 10/16/2015 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Ownership of a commercial building for leasing. Entity Name: C.M. Hon Investment Group Inc. Investment related: Y Address: Seattle, WA 98101 Nature of the other business: Real Estate Position/Title/Relationship: Partial Owner Start Date: 09/23/2015 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Communicate in between majority owner and property manager once a while. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO - OWNER / CO - LANDLORD - RENTAL PROPERTY START DATE: 10/1/2020 ADDRESS: 3415 SEATTLE, WA DETAILS: Residential rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0.25 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/31/2019 ADDRESS: 809 SEATTLE, WA. DETAILS: Residential rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0.25 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/19/2016 ADDRESS: 926 RENTON, WA. DETAILS: Real estate investment property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): .25 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/8/2016 ADDRESS: 5343 TUKWILA, WA. DETAILS: Real estate investment property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): .5 HOURS DURING TRADING: 0 4.C.M Hon Investment Group, Owner/Share Holder less than 5% of an office Building, 2.5 hours/month;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-24 |
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