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Quan Zhang

Hsbc Securities (Usa) Inc.

Fremont, CA

Buffalo, NY

San Jose, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-17
ND RA APPROVED 2025-10-31
VI RA APPROVED 2025-10-30
AK RA APPROVED 2025-10-28
PR RA APPROVED 2025-10-27
GA RA APPROVED 2025-10-23
IA RA APPROVED 2025-10-23
MN RA APPROVED 2025-10-23
NM RA APPROVED 2025-10-23
NC RA APPROVED 2025-10-23
TX RA APPROVED_RES 2025-10-23
AL RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
KS RA APPROVED 2025-10-22
LA RA APPROVED 2025-10-22
ME RA APPROVED 2025-10-22
MD RA APPROVED 2025-10-22
MT RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
UT RA APPROVED 2025-10-22
CA RA APPROVED 2021-10-13
  • DC RA
    APPROVED
    Since 2025-11-17
  • ND RA
    APPROVED
    Since 2025-10-31
  • VI RA
    APPROVED
    Since 2025-10-30
  • AK RA
    APPROVED
    Since 2025-10-28
  • PR RA
    APPROVED
    Since 2025-10-27
  • GA RA
    APPROVED
    Since 2025-10-23
  • IA RA
    APPROVED
    Since 2025-10-23
  • MN RA
    APPROVED
    Since 2025-10-23
  • NM RA
    APPROVED
    Since 2025-10-23
  • NC RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED_RES
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-10-22
  • LA RA
    APPROVED
    Since 2025-10-22
  • ME RA
    APPROVED
    Since 2025-10-22
  • MD RA
    APPROVED
    Since 2025-10-22
  • MT RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • UT RA
    APPROVED
    Since 2025-10-22
  • CA RA
    APPROVED
    Since 2021-10-13

Branch Locations

39410 Fremont Boulevard, Fremont, CA 94538 • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 02/2018 Present
Hsbc Securities (Usa), Inc. New York NY 11/2018 Present
Unemployment Mountain View CA 08/2017 02/2018
Chase Woodside CA 04/2017 08/2017
Chase Kirkland WA 09/2016 04/2017
Unemployment Kirkland WA 05/2016 09/2016
  • 02/2018 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
  • 11/2018 → Present
    Hsbc Securities (Usa), Inc.
    New York, NY
  • 08/2017 → 02/2018
    Unemployment
    Mountain View, CA
  • 04/2017 → 08/2017
    Chase
    Woodside, CA
  • 09/2016 → 04/2017
    Chase
    Kirkland, WA
  • 05/2016 → 09/2016
    Unemployment
    Kirkland, WA
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2019-03-02
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2019-03-02

View on SEC IAPD

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