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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-04 |
| CA | RA | APPROVED | 2019-02-15 |
Branch Locations
800 E Colorado Blvd, Pasadena, CA 91101 • United States
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 10/2018 | Present |
| Pepperdine University | Malibu | CA | 09/2015 | 05/2018 |
| Citta Cafe | Sierra Madre | CA | 06/2016 | 12/2016 |
| Marcus And Millichap | Encino | CA | 01/2018 | 05/2018 |
| Og Cherry Packing | Stockton | CA | 05/2017 | 06/2017 |
| Sunlife Organics | Malibu | CA | 06/2017 | 12/2017 |
| Pennymac Llc | Westlake Village | CA | 06/2018 | 10/2018 |
| Aeg Worldwide | Los Angeles | CA | 10/2017 | 12/2017 |
| Pepperdine University | Malibu | CA | 08/2015 | 04/2018 |
| Bank Of America, N.A. | Pasadena | CA | 11/2018 | Present |
I*119434 For profit or not for profit: For-Profit Organization Name of outside business organization: Fiesta Rose Floats Investment related: N Address of business: Irwindale, California 91702 Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 43461 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Working in a hospitality role and providing assistance to volunteers who participate in the decorating of floats for the Rose Parade.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-14 |
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