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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-01-23
  • NV RA
    APPROVED
    Since 2024-01-23

Branch Locations

1980 Festival Plaza Dr,Ste 750, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Latus Group Las Vegas NV 08/2018 Present
Meadows Racetrack & Casino Washington PA 05/2013 05/2018
Latus Group Las Vegas NV 06/2017 07/2017
Centaurus Financial, Inc. Anaheim CA 09/2018 01/2024
Lpl Financial Llc Las Vegas NV 01/2024 Present
  • 08/2018 → Present
    Latus Group
    Las Vegas, NV
  • 05/2013 → 05/2018
    Meadows Racetrack & Casino
    Washington, PA
  • 06/2017 → 07/2017
    Latus Group
    Las Vegas, NV
  • 09/2018 → 01/2024
    Anaheim, CA
  • 01/2024 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

1) 12/2023 - Latus Group, Ltd / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-19
  • S66 Uniform Combined State Law Examination
    2019-01-19

View on SEC IAPD

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