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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-27 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
1200 Prospect Street, Suite 300, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 09/2018 | 11/2019 |
| National Funding | San Diego | CA | 12/2017 | 09/2018 |
| Edward Jones | St. Louis | MO | 11/2019 | 01/2020 |
| Wedbush Securites, Inc. | La Jolla | CA | 02/2020 | Present |
| Unemployed | Poway | CA | 02/2010 | 11/2017 |
(1) BUSINESS NETWORK INTERNATIONAL; NOT INVESTMENT-RELATED; CARLSBAD,CA; CORPORATION; NETWORKING GROUP; TREASURER; START: 09/2022; APPROX: 8 HOURS MONTHLY, 0 DURING BUSINESS HOURS; DUTIES: HANDLING THE BNI BANK ACCOUNT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-31 |
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