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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-27
  • CA RA
    APPROVED
    Since 2020-02-27

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

1200 Prospect Street, Suite 300, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 09/2018 11/2019
National Funding San Diego CA 12/2017 09/2018
Edward Jones St. Louis MO 11/2019 01/2020
Wedbush Securites, Inc. La Jolla CA 02/2020 Present
Unemployed Poway CA 02/2010 11/2017
  • 09/2018 → 11/2019
    Td Ameritrade
    San Diego, CA
  • 12/2017 → 09/2018
    National Funding
    San Diego, CA
  • 11/2019 → 01/2020
    St. Louis, MO
  • 02/2020 → Present
    Wedbush Securites, Inc.
    La Jolla, CA
  • 02/2010 → 11/2017
    Unemployed
    Poway, CA
Previous Registrations
  • 2019-12-17 → 2020-01-27
    St Louis, MO
    Poway, CA
Other Businesses

(1) BUSINESS NETWORK INTERNATIONAL; NOT INVESTMENT-RELATED; CARLSBAD,CA; CORPORATION; NETWORKING GROUP; TREASURER; START: 09/2022; APPROX: 8 HOURS MONTHLY, 0 DURING BUSINESS HOURS; DUTIES: HANDLING THE BNI BANK ACCOUNT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-16
S63 Uniform Securities Agent State Law Examination 2018-10-31
  • S66 Uniform Combined State Law Examination
    2019-12-16
  • S63 Uniform Securities Agent State Law Examination
    2018-10-31
Designations

View on SEC IAPD

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