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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-11-01
  • NV RA
    APPROVED
    Since 2022-11-01

Branch Locations

440 E Silverado Ranch Blvd Ste C, Las Vegas, NV 89183 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Henderson NV 05/2018 08/2018
Self-Employed Henderson NV 09/2017 05/2018
Haymon Boxing Las Vegas NV 11/2014 08/2017
Thrivent Investment Management Inc Las Vegas NV 08/2018 01/2022
Thrivent Financial Appleton WI 09/2018 05/2019
Thrivent Financial Appleton WI 05/2019 01/2022
Wells Fargo Clearing Services, Llc Henderson NV 10/2022 Present
Wells Fargo Bank, Na Henderson NV 09/2022 Present
Self-Employed Henderson NV 01/2022 Present
Compass Group Usa - Levy Restaurants Las Vegas NV 08/2022 Present
  • 05/2018 → 08/2018
    Unemployed
    Henderson, NV
  • 09/2017 → 05/2018
    Self-Employed
    Henderson, NV
  • 11/2014 → 08/2017
    Haymon Boxing
    Las Vegas, NV
  • 08/2018 → 01/2022
    Las Vegas, NV
  • 09/2018 → 05/2019
    Thrivent Financial
    Appleton, WI
  • 05/2019 → 01/2022
    Thrivent Financial
    Appleton, WI
  • 10/2022 → Present
    Henderson, NV
  • 09/2022 → Present
    Wells Fargo Bank, Na
    Henderson, NV
  • 01/2022 → Present
    Self-Employed
    Henderson, NV
  • 08/2022 → Present
    Compass Group Usa - Levy Restaurants
    Las Vegas, NV
Previous Registrations
Other Businesses

FREELANCE WRITER/EDITOR, NOT INVT RELATED, HENDERSON, NV, INDEPENDENT CONTRACTOR, START DATE 1/1/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, WRITING AND EDITING PRIMARILY ABOUT SPORTS AND ENTERTAINMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-30
  • S66 Uniform Combined State Law Examination
    2019-01-30
Other Names
  • Sean Brandon Defrank
  • Sean B Defrank

View on SEC IAPD

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