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Kristopher James Reumann

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA

Buffalo, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2019-01-31
CT RA APPROVED 2018-12-07
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2019-01-31
  • CT RA
    APPROVED
    Since 2018-12-07

Branch Locations

7680 Girard Ave Global Human Resources- The Academy, La Jolla, CA 92037 • United States

10 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orchard Park NY 07/2014 Present
Bank Of America, N.A. Orchard Park NY 07/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-06
  • S66 Uniform Combined State Law Examination
    2018-12-06
Other Names
  • Kristopher Reumann

View on SEC IAPD

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