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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-31
CA RA APPROVED 2018-11-14
  • TX RA
    APPROVED_RES
    Since 2022-10-31
  • CA RA
    APPROVED
    Since 2018-11-14

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 07/2018 Present
Alexander's Steak House Pasadena CA 11/2015 07/2018
Bank Of America, N.A. Pasadena CA 09/2018 Present
Other Businesses

I*800229For profit or not for profit: Entity For ProfitName of outside business organization: Little Lands WinesInvestment related: NAddress of business: Los Angeles, California, 90041Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 12/1/2022Number of hours devoted: 0 hour(s) MonthlyNumber of hours devoted during trading hours: 4Duties: , Wine retail store. no expected responsibilities. silent investor. I* 1686343Entity Type: N/AName of OBA: 2311 Bar LLCAddress: Investment Related: NoPosition, Title, Association: N/AEmployee Start Date: N/ANo Hours: 0No Hours during trading: 0Duties: The business is a new Bar in the city of Altadena. I will have no responsibilities in regards to the business. Will be a passive investor. I*3781288 Entity Type: N/A Name of OBA: Autopilot Address: New York, New York, 10013 Investment Related: No Position, Title, Association: Employee Start Date: 02/19/2026 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Venture investment Will have no responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-13
  • S66 Uniform Combined State Law Examination
    2018-11-13
Other Names
  • Manny Gonzalez
  • Emmanuel Gonzalez

View on SEC IAPD

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