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Laurie Uy Burkhardt

Wells Fargo Clearing Services, LLC

La Jolla, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-15
CA RA APPROVED 2015-01-06
  • TX RA
    APPROVED
    Since 2015-01-15
  • CA RA
    APPROVED
    Since 2015-01-06

Branch Locations

888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc La Jolla CA 12/2014 11/2016
Wells Fargo Clearing Services, Llc La Jolla CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-05
  • S66 Uniform Combined State Law Examination
    2006-05-05
Other Names
  • Laurie Burkhardt

View on SEC IAPD

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