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Thomas Joseph Immer

Edward Jones

Torrance, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-05-05
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-05-05

Branch Locations

24520 Hawthorne Blvd Suite 120, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2018 Present
Baby Monarchs, Inc. Redondo Beach CA 03/2018 07/2018
Kentucky All Access, Llc. New York NY 01/2018 03/2018
Baby Monarchs, Inc Redondo Beach CA 04/2017 12/2017
New Caps Llc Culver City CA 01/2009 03/2017
3 Leaf Realty Inc Manhattan Beach CA 01/2015 12/2016
New Caps Llc Culver City CA 07/2018 08/2018
  • 08/2018 → Present
    Edward Jones
    St Louis, MO
  • 03/2018 → 07/2018
    Baby Monarchs, Inc.
    Redondo Beach, CA
  • 01/2018 → 03/2018
    Kentucky All Access, Llc.
    New York, NY
  • 04/2017 → 12/2017
    Baby Monarchs, Inc
    Redondo Beach, CA
  • 01/2009 → 03/2017
    New Caps Llc
    Culver City, CA
  • 01/2015 → 12/2016
    3 Leaf Realty Inc
    Manhattan Beach, CA
  • 07/2018 → 08/2018
    New Caps Llc
    Culver City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
  • S66 Uniform Combined State Law Examination
    2018-10-11
Designations
Other Names
  • Thomas Joseph Immer
  • Thomas J Immer
  • Thomas Immer

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
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