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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-07-09
  • FL RA
    APPROVED
    Since 2007-07-09

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Weston, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Weston FL 11/2006 Present
Principal Securities Weston FL 12/2006 Present
  • 11/2006 → Present
    Principal Life Insurance Company
    Weston, FL
  • 12/2006 → Present
    Principal Securities
    Weston, FL
Other Businesses

**PRINCIPAL BANK AND PRINCIPAL COMPANY TRUST POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 3401 SW 160th Ave #400, Miramar FL 33027, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both insurance/broker dealer and nd bank/trust offerings of Principal. **THE RIDGES MAINTENANCE ASSOCIATION, INC. POSITION: Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 4250 Pond Ridge Circle, Fort Lauderdale FL 33331, United States DESCRIPTION: As a director of the board, my role consists of maintenance oversight, rule enforcement and community governance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-05
S63 Uniform Securities Agent State Law Examination 2006-04-18
  • S66 Uniform Combined State Law Examination
    2007-07-05
  • S63 Uniform Securities Agent State Law Examination
    2006-04-18
Other Names
  • Hector Hernandez Alonso

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