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Richard Andrew Ward

Edward Jones

La Jolla, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-26
CA RA APPROVED 2007-02-20
  • TX RA
    APPROVED
    Since 2021-04-26
  • CA RA
    APPROVED
    Since 2007-02-20

Branch Locations

5695 La Jolla Blvd, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2007 Present
Other Businesses

Cask NX, LLC San Diego, CA Start date: 2/1/2024 Independent Board Member Hours per week: 0 Hours during trading: 0 Participate actively in making decisions on behalf of the organization and to exercise best judgment when doing so.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-21
  • S66 Uniform Combined State Law Examination
    2005-07-21
Designations

View on SEC IAPD

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