Best Investors Account Sign in

David O Smith

Morgan Stanley

Deerfield, IL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-11
IL RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-07-11
  • IL RA
    APPROVED
    Since 2023-01-20

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Deerfield IL 03/2022 05/2023
We Co. Highland Park IL 06/2019 01/2020
Morgan Stanley Smith Barney Llc Deerfield IL 06/2018 12/2018
Schafer Condon Carter Chicago IL 06/2017 08/2017
University Of Illinois Champaign IL 08/2012 12/2017
University Of Illinois Champaign IL 01/2020 05/2020
Amazon Skokie IL 05/2021 10/2021
Unemployed Glenview IL 05/2020 05/2021
Unemployed Glenview IL 10/2021 03/2022
Unemployed Glenview IL 01/2019 06/2019
Unemployed Glenview IL 01/2018 06/2018
Morgan Stanley Smith Barney Llc Deerfield IL 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 03/2025 Present
  • 03/2022 → 05/2023
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
  • 06/2019 → 01/2020
    We Co.
    Highland Park, IL
  • 06/2018 → 12/2018
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
  • 06/2017 → 08/2017
    Schafer Condon Carter
    Chicago, IL
  • 08/2012 → 12/2017
    University Of Illinois
    Champaign, IL
  • 01/2020 → 05/2020
    University Of Illinois
    Champaign, IL
  • 05/2021 → 10/2021
    Amazon
    Skokie, IL
  • 05/2020 → 05/2021
    Unemployed
    Glenview, IL
  • 10/2021 → 03/2022
    Unemployed
    Glenview, IL
  • 01/2019 → 06/2019
    Unemployed
    Glenview, IL
  • 01/2018 → 06/2018
    Unemployed
    Glenview, IL
  • 05/2023 → Present
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
  • 03/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-20
  • S66 Uniform Combined State Law Examination
    2023-01-20
Other Names
  • David Smith

View on SEC IAPD

Other Firms

CAPITAL RESOURCE MANAGEMENT,INC.
ROBERTS, GLORE & CO.
PICKWICK WEALTH MANAGEMENT
OSAIC WEALTH, INC.
WAVERLY ADVISORS, LLC
LPL FINANCIAL LLC
NADLER FINANCIAL GROUP, INC.
PARKSIDE INVESTMENTS, LLC

Other Investors

DAVID SCOTT PEARLSTEIN
STEVEN SCOTT HOWARD
Farrahlyn S Vo
TIMOTHY PAUL SWIAT
LAURA LEE CARDINAL
PAMELA A CAIN
Amy E Kalas
LANCE PAUL EATON

Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

More in Deerfield, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor