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Kristen Michelle Daugherty

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Louisville, KY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-29
KY RA APPROVED 2022-03-01
  • TX RA
    APPROVED
    Since 2022-03-29
  • KY RA
    APPROVED
    Since 2022-03-01

Branch Locations

101 Bullitt Ln, Louisville, KY 40222 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville KY 06/2021 Present
First Kentucky Securities Corporation Louisville KY 05/2018 05/2021
Eye Level Films Louisville KY 06/2015 06/2018
Bank Of America, N.A. Em Louisville KY 05/2025 Present
  • 06/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Louisville, KY
  • 05/2018 → 05/2021
    First Kentucky Securities Corporation
    Louisville, KY
  • 06/2015 → 06/2018
    Eye Level Films
    Louisville, KY
  • 05/2025 → Present
    Bank Of America, N.A. Em
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
  • S66 Uniform Combined State Law Examination
    2022-02-28

View on SEC IAPD

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