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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-09 |
| TX | RA | APPROVED_RES | 2024-09-06 |
Branch Locations
2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States
360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States
2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Louisville | KY | 08/2002 | Present |
| Parkland Securities, Llc. | Ann Arbor | MI | 05/2016 | 09/2024 |
| Spc | Ann Arbor | MI | 05/2016 | 09/2024 |
| Lpl Financial Llc | Louisville | KY | 09/2024 | Present |
1- 08/2024 / Corvus Capital / Non-Variable Insurance / Inv Rltd / start 02/15/2016 2- 08/2024 / Corvus Capital, LLC / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 8 hrs during trading / start 08/02/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-22 |
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