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Mitchell Hansen

Cetera Investment Advisers LLC

Latham, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

19 British American Blvd East, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunkin Donuts Glenmont NY 05/2013 08/2023
Jim's Quality Home Improvements And Repairs Glenmont NY 01/2009 04/2019
Commission On Independent Colleges And Universities Albany NY 01/2015 06/2017
Foresters Financial Services Latham NY 05/2018 06/2019
Cetera Investment Services Llc Saint Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Latham NY 03/2021 Present
  • 05/2013 → 08/2023
    Dunkin Donuts
    Glenmont, NY
  • 01/2009 → 04/2019
    Jim's Quality Home Improvements And Repairs
    Glenmont, NY
  • 01/2015 → 06/2017
    Commission On Independent Colleges And Universities
    Albany, NY
  • 05/2018 → 06/2019
    Foresters Financial Services
    Latham, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2021 → Present
    Cetera Investment Advisers Llc
    Latham, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12

View on SEC IAPD

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MML INVESTORS SERVICES, LLC
CAPABLE WEALTH, LLC
LPL FINANCIAL LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC

Other Investors

Becky M Sciortino
CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

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