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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-08 |
| CA | RA | APPROVED | 2026-06-03 |
Branch Locations
1900 Decoto Rd, Union City, CA 94587 • United States
36900 Newark Blvd, Newark, CA 94560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newark | CA | 05/2026 | Present |
| Vanguard | Malvern | PA | 01/2023 | 06/2023 |
| Lifo.aI | Mountain View | CA | 01/2021 | 12/2021 |
| Spi Energy | San Jose | CA | 05/2018 | 10/2019 |
| University Of California, Berkeley | Berkeley | CA | 08/2016 | 11/2020 |
| Santa Clara University | Santa Clara | CA | 08/2022 | 12/2023 |
| Unemployed | Pleasanton | CA | 01/2022 | 07/2022 |
| Unemployed | Pleasanton | CA | 01/2024 | 06/2025 |
| Guardian Life Insurance Company | Pleasanton | CA | 07/2025 | 05/2026 |
| Park Avenue Securities | Pleasanton | CA | 11/2025 | 05/2026 |
| Bank Of America, N.A. | Newark | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-06 |
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