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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-08
CA RA APPROVED 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-08
  • CA RA
    APPROVED
    Since 2026-06-03

Branch Locations

1900 Decoto Rd, Union City, CA 94587 • United States

36900 Newark Blvd, Newark, CA 94560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newark CA 05/2026 Present
Vanguard Malvern PA 01/2023 06/2023
Lifo.aI Mountain View CA 01/2021 12/2021
Spi Energy San Jose CA 05/2018 10/2019
University Of California, Berkeley Berkeley CA 08/2016 11/2020
Santa Clara University Santa Clara CA 08/2022 12/2023
Unemployed Pleasanton CA 01/2022 07/2022
Unemployed Pleasanton CA 01/2024 06/2025
Guardian Life Insurance Company Pleasanton CA 07/2025 05/2026
Park Avenue Securities Pleasanton CA 11/2025 05/2026
Bank Of America, N.A. Newark CA 06/2026 Present
  • 05/2026 → Present
    Newark, CA
  • 01/2023 → 06/2023
    Vanguard
    Malvern, PA
  • 01/2021 → 12/2021
    Lifo.aI
    Mountain View, CA
  • 05/2018 → 10/2019
    Spi Energy
    San Jose, CA
  • 08/2016 → 11/2020
    University Of California, Berkeley
    Berkeley, CA
  • 08/2022 → 12/2023
    Santa Clara University
    Santa Clara, CA
  • 01/2022 → 07/2022
    Unemployed
    Pleasanton, CA
  • 01/2024 → 06/2025
    Unemployed
    Pleasanton, CA
  • 07/2025 → 05/2026
    Guardian Life Insurance Company
    Pleasanton, CA
  • 11/2025 → 05/2026
    Park Avenue Securities
    Pleasanton, CA
  • 06/2026 → Present
    Bank Of America, N.A.
    Newark, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-06
  • S66 Uniform Combined State Law Examination
    2026-04-06
Other Names
  • Eric Weihao Luong
  • Eric Luong

View on SEC IAPD

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