Best Investors Account Sign in

Liya Lin

Wells Fargo Clearing Services, LLC

Union City, CA

Walnut Creek, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-03
MO RA APPROVED 2024-12-24
TX RA APPROVED_RES 2024-01-08
  • CA RA
    APPROVED
    Since 2025-10-03
  • MO RA
    APPROVED
    Since 2024-12-24
  • TX RA
    APPROVED_RES
    Since 2024-01-08

Branch Locations

34356 Alvarado Niles Rd, Union City, CA 94587 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Piedmont CA 11/2016 06/2018
Unemployed Fremont CA 07/2016 10/2016
New York Life Insurance Co San Francisco CA 06/2020 02/2023
Nylife Securities Llc San Francisco CA 06/2020 02/2023
Homemaker Union City CA 06/2018 06/2020
Wells Fargo Clearing Services, Llc San Francisco CA 02/2023 Present
  • 11/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    Piedmont, CA
  • 07/2016 → 10/2016
    Unemployed
    Fremont, CA
  • 06/2020 → 02/2023
    New York Life Insurance Co
    San Francisco, CA
  • 06/2020 → 02/2023
    Nylife Securities Llc
    San Francisco, CA
  • 06/2018 → 06/2020
    Homemaker
    Union City, CA
  • 02/2023 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-11
S66 Uniform Combined State Law Examination 2023-12-18
  • S65 Uniform Investment Adviser Law Examination
    2025-09-11
  • S66 Uniform Combined State Law Examination
    2023-12-18

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NEEV FINANCE
SCHWAB WEALTH ADVISORY, INC.

Other Investors

Munish Kaila
Steven K. Ng
Eric Weihao Luong
Khoa Luong
ZHAOLIN KANG
XINQING LAI
JOSEPH H WANG
HERA TONG GUTIERREZ

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UNION CITY, CA
J.P. MORGAN SECURITIES LLC · UNION CITY, CA
OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLC · FREMONT, CA
LPL FINANCIAL LLC · UNION CITY, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Union City, CA
NEEV FINANCE · FREMONT, CA
SCHWAB WEALTH ADVISORY, INC. · Fremont, CA

More in Union City, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor