Steven K. Ng

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2023 → 03/2025
  J.P. Morgan Securities Llc
  San Ramon, CA
• 10/2023 → 03/2025
  Jpmorgan Chase Bank, N.A.
  San Ramon, CA
• 04/2015 → 10/2022
  Vontobel Wealth Management (Hong Kong) Limited
  Hong Kong
• 11/2022 → 09/2023
  Unemployed
  Pleasanton, CA
• 03/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 05/2025 → Present
  Bank Of America, N.A.
  San Francisco, CA

Other Businesses

I*: 2293282 Entity Type: Rental Property Name: Rental Property 2 Address: Daly City, CA 94014 Start date: 06/2016 Position: Jointly owned with my wife Sin Yee Wong Hours devoted: 1 hour per month Hours devoted during trading: 0 Duties: property owner and lessor I*: 2292279 Entity Type: Rental Property Name: Rental Property 2 Address: Pacifica, CA 94044 Start date: 01/01/2024 Position: Wholly owned by myself Hours devoted: 1 hour per month Hours devoted during trading: 0 Duties: property owner and lessor

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-09
• S63 Uniform Securities Agent State Law Examination
  2023-11-13

Other Names

• Steven Koonho Ng
• Koon Ho Steven Ng
• Steven Ng
• Steven Koon Ho Ng
• Steven K. Ng
• Steven K Ng