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Lulu Xiong

J.P. Morgan Securities LLC

Castro Valley, CA

San Leandro, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-01
  • CA RA
    APPROVED
    Since 2023-06-01

Branch Locations

3449 Castro Valley Blvd, Castro Valley, CA 94546 • United States

1320 Fairmont Drive, San Leandro, CA 94578 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fremont CA 11/2014 10/2017
Jpmorgan Chase Bank, N.A. Fremont CA 11/2014 10/2017
Citigroup/Citibank Dublin CA 10/2017 05/2023
J.P. Morgan Securities Llc San Leandro CA 06/2023 Present
Jpmorgan Chase Bank, N.A. San Leandro CA 06/2023 Present
Citigroup Global Markets Inc Dublin CA 11/2022 05/2023
Citigroup Global Markets Inc Dublin CA 10/2017 07/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-18
S63 Uniform Securities Agent State Law Examination 2014-12-30
  • S66 Uniform Combined State Law Examination
    2022-10-18
  • S63 Uniform Securities Agent State Law Examination
    2014-12-30
Other Names
  • Ashley Xiong

View on SEC IAPD

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