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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-06
NV RA APPROVED 2024-10-21
CA RA APPROVED 2019-02-26
  • AZ RA
    APPROVED
    Since 2024-11-06
  • NV RA
    APPROVED
    Since 2024-10-21
  • CA RA
    APPROVED
    Since 2019-02-26

Branch Locations

32145 Alvrdo Niles Rd Ste 205, Union City, CA 94587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Union City CA 06/2010 Present
Hera Gutierrez Insurance Agency Union City CA 06/2010 Present
State Farm Investment Management Corp Union City CA 11/2018 Present
  • 06/2010 → Present
    State Farm Vp Management Corp
    Union City, CA
  • 06/2010 → Present
    Hera Gutierrez Insurance Agency
    Union City, CA
  • 11/2018 → Present
    Union City, CA
Other Businesses

1) Hera Tong Gutierrez Insurance Agency; Investment-related;32145 Alvrdo Niles Rd Ste 205 Union City, CA 94587-2930; Insurance (State Farm Mutual Automobile Insurance CompIany and its affiliates); Owner; Agent; 12/01/2003; 80; 80; Service customers and supervise employees 2) Hera Tong Gutierrez - Property #1 (Personally Held Real Estate); investment; 2360 LOCKTON DR ROSEVILLE, CA 95747; Investment or Commercial Property; Owner; none; 6/15/2015; 1; 0; Duties: Personally Held Real Estate 3) Hera Tong Gutierrez - Property #2 (Personally Held Real Estate); investment; 2360 LOCKTON DR ROSEVILLE, CA 95747; Investment or Commercial Property; Owner; none; 8/1/2015; 1; 0; Duties: Personally Held Real Estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-26
S63 Uniform Securities Agent State Law Examination 2003-08-11
  • S65 Uniform Investment Adviser Law Examination
    2019-02-26
  • S63 Uniform Securities Agent State Law Examination
    2003-08-11
Designations
Other Names
  • Hera Tong

View on SEC IAPD

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