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Khoa Luong

J.P. Morgan Securities LLC

Union City, CA

CRD 6750216

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-13
TX RA APPROVED 2020-11-13
  • CA RA
    APPROVED
    Since 2020-11-13
  • TX RA
    APPROVED
    Since 2020-11-13

Branch Locations

34536 Alvarado Niles Rd, Union City, CA 94587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Santa Clara CA 01/2017 09/2020
Jp Morgan Chase Bank Santa Clara CA 01/2017 09/2020
Enterprise Holdings San Jose CA 09/2013 12/2016
Jpmorgan Chase Bank Union City CA 09/2020 Present
Jp Morgan Securities Llc Union City CA 09/2020 Present
  • 01/2017 → 09/2020
    Jp Morgan Securities Llc
    Santa Clara, CA
  • 01/2017 → 09/2020
    Jp Morgan Chase Bank
    Santa Clara, CA
  • 09/2013 → 12/2016
    Enterprise Holdings
    San Jose, CA
  • 09/2020 → Present
    Jpmorgan Chase Bank
    Union City, CA
  • 09/2020 → Present
    Jp Morgan Securities Llc
    Union City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-09
S63 Uniform Securities Agent State Law Examination 2017-03-10
  • S66 Uniform Combined State Law Examination
    2020-11-09
  • S63 Uniform Securities Agent State Law Examination
    2017-03-10
Other Names
  • Khoa Xuan Luong
  • Khoa Luong
  • Khoa Xuan Luong

View on SEC IAPD

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Nearby Investors

Munish Kaila
Steven K. Ng
Eric Weihao Luong

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UNION CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · UNION CITY, CA
OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLC · FREMONT, CA

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