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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
34356 Alvarado Niles Rd, Union City, CA 94587 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 02/2015 | 12/2020 |
| Bank Of America, N.A. | San Francisco | CA | 02/2015 | 12/2020 |
| Jp Morgan Chase Bank, N.A. | Berkeley | CA | 11/2020 | 06/2023 |
| Jp Morgan Securities, Llc | Berkeley | CA | 11/2020 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-17 |
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