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Julia Navarro-Sosa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
CA RA APPROVED 2025-02-07
  • TX RA
    APPROVED
    Since 2025-06-27
  • CA RA
    APPROVED
    Since 2025-02-07

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 07/2019 Present
Ucla Anderson School Of Management Los Angeles CA 09/2017 06/2019
Us Department Of State Washington DC 08/2010 08/2017
Bank Of America, N.A. Pasadena CA 03/2025 Present
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 09/2017 → 06/2019
    Ucla Anderson School Of Management
    Los Angeles, CA
  • 08/2010 → 08/2017
    Us Department Of State
    Washington, DC
  • 03/2025 → Present
    Bank Of America, N.A.
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-06
  • S66 Uniform Combined State Law Examination
    2025-02-06
Other Names
  • Julia Navarro-Sosa
  • Julia Navarro

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
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MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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