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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-07-19 |
Branch Locations
8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Contango Capital Advisors, Inc. | Las Vegas | NV | 12/2011 | 09/2016 |
| Zions Direct, Inc. | Las Vegas | NV | 12/2011 | 09/2016 |
| Lpl Financial, Llc | Las Vegas | NV | 10/2016 | 07/2024 |
| Nevada State Investment Services | Las Vegas | NV | 10/2016 | 10/2016 |
| Morgan Stanley Smith Barney Llc | Las Vegas | NV | 07/2024 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2024 | Present |
(1) 607826 / Rental Property / Investment Related / Las Vegas, NV / Rental Property / Sole Proprietor, Owner / Start 15-September-2015 / During business hours: 0 / After business hours: 1 / Accounting, Bookkeeping. (2) 608149 - Rental Property / Investment Related / Geneva, OH / Rental Property / Sole Proprietor, Owner / Start 09-November-2016 / During business hours: 0 / After business hours: 1 / Accounting, Bookkeeping. (3) 608150 - Rental Property / Investment Related / Henderson, NV / Rental Property / Sole Proprietor, Owner / Start 24-February-2018 / During business hours: 0 / After business hours: 1 / Accounting, Bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-31 |
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