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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Insurance Company | La Crosse | WI | 07/2022 | 12/2023 |
| Mutual Of Omaha Investor Services | La Crosse | WI | 01/2023 | 12/2023 |
| Cnc Event Services | Arcadia | WI | 06/2018 | Present |
| Kwik Trip Inc. | La Crosse | WI | 04/2020 | 07/2020 |
| Unemployed | Arcadia | WI | 10/2010 | 04/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 02/2024 | Present |
| River Bank | La Crosse | WI | 02/2024 | Present |
| Cetera Investment Advisers Llc | La Crosse | WI | 03/2024 | Present |
1.PROCURMENT AND HIRING MANAGER FOR CNC EVENT SERVICES; 5 HRS/WK 2. CO-OWNER OF NORTHERN LOON RENTALS LLC; OWNED WITH BROTHER; LANDLORD 3. MEMBER OF BOARD OF DIRECTORS AT LA CROSSE OKTOBERFEST; ASSIT IN RUNNING THE FESTIVAL FROM PARADE SETUP TO BARTENDING; PREP MEETINGS; 2 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-22 |
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