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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-17 |
Branch Locations
120 White Plains Road Suite 403, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcgill University | Montreal | 08/2016 | 05/2018 | |
| Suny New Paltz | New Paltz | NY | 01/2019 | 05/2021 |
| Westchester Cc | Valhalla | NY | 08/2018 | 12/2018 |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2021 | 10/2023 |
| Hunter Financial Advisors | Tarrytown | NY | 07/2020 | 08/2021 |
| First Trust Advisors L.P. | Wheaton | IL | 09/2021 | 10/2023 |
| Hunter Financial Advisors Inc. | Arlington Heights | IL | 01/2024 | Present |
| Cetera Advisors Llc | San Diego | CA | 01/2024 | Present |
| Unemployed | Nyack | NY | 10/2023 | 12/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) NAME OF OTHER BUSINESS: HUNTER FINANCIAL ADVISORS INC., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-18 |
| S66 | Uniform Combined State Law Examination | 2021-10-05 |
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