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Ian John Friend

Morgan Stanley

La Jolla, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-28
CA RA APPROVED 2022-08-15
  • TX RA
    APPROVED
    Since 2022-09-28
  • CA RA
    APPROVED
    Since 2022-08-15

Branch Locations

1111 Prospect Street, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 03/2017 08/2022
Clover Sonoma Petaluma CA 08/2015 01/2017
Santa Rosa Jc Santa Rosa CA 06/2012 05/2018
Morgan Stanley La Jolla CA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-26
  • S66 Uniform Combined State Law Examination
    2022-05-26

View on SEC IAPD

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