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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-07 |
| CA | RA | APPROVED | 2025-09-19 |
Branch Locations
3366 N Torrey Pines Ct Ste 314, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardtower Financial Services | Solana Beach | CA | 08/2021 | Present |
| Synergy San Diego | Lemon Grove | CA | 06/2021 | 02/2023 |
| Jewish Family Services | San Diego | CA | 03/2021 | 05/2021 |
| Volunteers Of America, Southwest | San Diego | CA | 07/2018 | 03/2021 |
| New Alternatives, Inc. | Chula Vista | CA | 06/2015 | 07/2018 |
| Lpl Financial Llc | Solana Beach | CA | 08/2021 | Present |
1) 5/2022- Guardtower Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- Solana Beach, CA 2) 5/2022- JUAN NEVAREZ- notary- inv. relaled- 674 Via de la Valle, suite 200, Solana Beach, CA - start dat 1/2022- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
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