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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2022-02-22
  • WY RA
    APPROVED
    Since 2022-02-22

Branch Locations

104 South Wolcott St, Casper, WY 82601 • United States

24 S Brooks St, Sheridan, WY 82801 • United States

323 E. Main Street, Riverton, WY 82501 • United States

40 East Hart St, Buffalo, WY 82834 • United States

1613 Coffeen Ave, Sheridan, WY 82801 • United States

8118 Hwy 789, Lander, WY 82520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Interstate Bank Casper WY 01/1999 08/2021
First Interstate Investment Services Casper WY 08/2021 Present
Lpl Financial Llc Casper WY 08/2021 Present
  • 01/1999 → 08/2021
    First Interstate Bank
    Casper, WY
  • 08/2021 → Present
    First Interstate Investment Services
    Casper, WY
  • 08/2021 → Present
    Casper, WY
Other Businesses

1) 12/2021- First Interstate Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
  • S66 Uniform Combined State Law Examination
    2022-02-18

View on SEC IAPD

Other Firms

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