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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | South San Francisco | CA | 08/2021 | 04/2024 |
| Wells Fargo Bank, Na | South San Francisco | CA | 12/2007 | 08/2021 |
| Lpl Financial Llc | San Francisco | CA | 04/2024 | Present |
1- 04/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business locations 2- 04/2024 / BMO Harris Bank / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / Start date: 03/25/2024 3- 04/2024 / Notary / Notary / Investment Related / Start date: 03/31/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-27 |
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