Nicholas Anthony Sutton

Current Employers

Employment History

• 01/2003 → Present
  Edward Sutton
  San Francisco, CA
• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2003 → Present
  Sutton Financial
  Daly City, CA

Previous Registrations

• 2003-05-15 → 2004-07-02
  Genworth Financial Planning Corporation
  San Francisco, CA
• 2002-10-11 → 2003-02-14
  Ubs Financial Services Inc.
  San Mateo, CA
• 2002-08-21 → 2002-09-18
  Waddell & Reed
  San Mateo, CA

Other Businesses

1) NAME OF OTHER BUSINESS: SUTTON FINANCIAL ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PREP AND ADVICE START DATE: 01/2003 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX PREP AND ADVICE, LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS ; 2) EDWARD J. SUTTON; CA; NOT INV REL; TAX PREPARER; TAX PREP, CONSULTING, TAX RETURNS; SINCE 01/2003; 40 HRS/WK: 3) VETERANS OF FOREIGN WARS; NOT INVESTMENT RELATED; 406 WEST 34TH STREET, KANSAS CITY, MO 64111; NON-PROFIT ORGANIZATION; START 7/31/14; ADJUTANT OFFICER

Exams

• S66 Uniform Combined State Law Examination
  2002-08-19