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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-03-06
  • CA RA
    APPROVED
    Since 2013-03-06

Branch Locations

333 Gellert Blvd Ste 228, Daly City, CA 94015-2660 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Northbrook IL 02/2013 Present
Allstate Financial Advisors, Llc Lincoln NE 03/2013 Present
Allstate Financial Services, Llc Lincoln NE 02/2013 Present
  • 02/2013 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 03/2013 → Present
    Lincoln, NE
  • 02/2013 → Present
    Allstate Financial Services, Llc
    Lincoln, NE
Previous Registrations
  • 2010-03-30 → 2012-03-23
    San Jose, CA
  • 2007-01-03 → 2009-01-21
    Aci
    Menlo Park, CA
  • 2005-04-21 → 2006-05-24
    Citicorp Investment Services
    Palo Alto, CA
  • 2001-01-08 → 2005-04-14
    Morgan Stanley Dw Inc.
    Menlo Park, CA
Other Businesses

EVERLAKE LIFE POSITION: agent NATURE: Servicing Allstate legacy business for Everlake, LBL, Wilton Re The Standard accounts INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: 333 Gellert Blvd #230, Daly City CA 94015, United States DESCRIPTION: Servicing customer for Allstate legacy business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-08
S63 Uniform Securities Agent State Law Examination 2009-07-11
S65 Uniform Investment Adviser Law Examination 2000-11-13
  • S66 Uniform Combined State Law Examination
    2010-03-08
  • S63 Uniform Securities Agent State Law Examination
    2009-07-11
  • S65 Uniform Investment Adviser Law Examination
    2000-11-13
Other Names
  • Annie Seemai Fung
  • Annie Fung
  • Annie See Mai Fung
  • Annie Cronin
  • Annie See Mai Cronin
  • Annie See Mai Fung

View on SEC IAPD

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