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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-29 |
| CA | RA | APPROVED | 2020-11-30 |
Branch Locations
333 Linden Ave, South San Francisco, CA 94080 • United States
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
135 Serramonte Ctr, Daly City, CA 94015 • United States
6843 Mission St, Daly City, CA 94014 • United States
601 Westlake Ctr, Daly City, CA 94015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Daly City, | CA | 03/2015 | Present |
| Wells Fargo Clearing Services Llc | Daly City, | CA | 11/2016 | Present |
LIT.BYLEA, NOT INV RELATED, SOUTH SAN FRANCISCO, CA, 100% OWNERSHIP BY SPOUSE, START 1/10/2022, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, MAKING CANDLES FOR SALE AND AUTHORIZED SIGNER. LIT. BY LEA LLC, NOT INV RELATED, SOUTH SAN FRANCISCO, CA, 100% OWNERSHIP WITH SPOUSE, START 2/1/2022, 48 HOURS PER MONTH, ZERO HOURS DURING TRADING, MANUFACTURE AND SELL CANDLES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-18 |
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