William Anthony Rossitto

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Bruno, CA
• 11/2016 → 08/2019
  Wells Fargo Clearing Services, Llc
  San Bruno, CA
• 08/2019 → Present
  Lpl Financial Llc
  San Mateo, CA
• 08/2019 → Present
  Alliant Credit Union
  San Mateo, CA

Previous Registrations

• 2011-01-03 → 2019-08-20
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
  San Bruno, CA
  Daly City, CA
  Pacifica, CA
  Palo Alto, CA
  San Mateo, CA
  Palo Alto, CA
  Palo Alto, CA
  San Mateo, CA
• 2005-10-19 → 2011-01-03
  Wells Fargo Investments, Llc
  South San Francisco, CA
  Daly City, CA
  Daly City, CA
  San Bruno, CA

Other Businesses

1)8/14/19- Alliant Retirement and Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams

• S66 Uniform Combined State Law Examination
  1999-12-17

Other Names

• Bill Rossitto