Wilson Kwok

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-29
CA	RA	APPROVED	2013-08-09

TX RA
APPROVED_RES

Since 2026-05-29
CA RA
APPROVED

Since 2013-08-09

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

333 Linden Ave, South San Francisco, CA 94080 • United States

135 Serramonte Ctr, Daly City, CA 94015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank	Foster City	CA	04/2010	Present
Wells Fargo Advisors Llc	Foster City	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Foster City	CA	11/2016	Present

04/2010 → Present

Wells Fargo Bank

Foster City, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Foster City, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Foster City, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-08-09
S63	Uniform Securities Agent State Law Examination	2006-02-24

S65 Uniform Investment Adviser Law Examination

2013-08-09
S63 Uniform Securities Agent State Law Examination

2006-02-24

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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