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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-18 |
| CA | RA | APPROVED | 2019-05-23 |
Branch Locations
1866 Camden Ave., San Jose, CA 95124 • United States
2200 El Camino Real, Santa Clara, CA 95050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Los Gatos | CA | 06/2013 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Los Gatos | CA | 06/2013 | 07/2017 |
| Technology Credit Union | San Jose | CA | 07/2017 | 02/2019 |
| Cetera Investment Services Llc | San Jose | CA | 10/2017 | 02/2019 |
| Cetera Investment Advisers Llc | San Jose | CA | 10/2017 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 05/2019 | Present |
| Unemployed | San Jose | CA | 02/2019 | 05/2019 |
| J.P. Morgan Securities Llc | San Jose | CA | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-09 |
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