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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-18
CA RA APPROVED 2019-05-23
  • TX RA
    APPROVED_RES
    Since 2019-06-18
  • CA RA
    APPROVED
    Since 2019-05-23

Branch Locations

1866 Camden Ave., San Jose, CA 95124 • United States

2200 El Camino Real, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Los Gatos CA 06/2013 07/2017
Wells Fargo Clearing Services, Llc Los Gatos CA 06/2013 07/2017
Technology Credit Union San Jose CA 07/2017 02/2019
Cetera Investment Services Llc San Jose CA 10/2017 02/2019
Cetera Investment Advisers Llc San Jose CA 10/2017 02/2019
Jpmorgan Chase Bank, N.A. San Jose CA 05/2019 Present
Unemployed San Jose CA 02/2019 05/2019
J.P. Morgan Securities Llc San Jose CA 05/2019 Present
  • 06/2013 → 07/2017
    Wells Fargo Bank Na
    Los Gatos, CA
  • 06/2013 → 07/2017
    Los Gatos, CA
  • 07/2017 → 02/2019
    Technology Credit Union
    San Jose, CA
  • 10/2017 → 02/2019
    Cetera Investment Services Llc
    San Jose, CA
  • 10/2017 → 02/2019
    San Jose, CA
  • 05/2019 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 02/2019 → 05/2019
    Unemployed
    San Jose, CA
  • 05/2019 → Present
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-09
  • S66 Uniform Combined State Law Examination
    2012-04-09
Other Names
  • Bianca Cross
  • Bianca Natasha Cross

View on SEC IAPD

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