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Ned Francis Lucia

Saxon Securities LLC

San Francisco, CA

CRD 5582090

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Employer firm

Saxon Securities LLC CRD 155168

$94.6M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Saxon Securities Llc

611 Gateway Boulevard Suite 120 #1003, San Francisco, CA 94080 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-23
  • CA RA
    APPROVED
    Since 2025-10-23

Branch Locations

611 Gateway Boulevard Suite 120 #1003, San Francisco, CA 94080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxon Securities Llc San Mateo CA 08/2010 Present
Previous Registrations
  • 2010-02-16 → 2010-11-17
    Structural
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-19
  • S65 Uniform Investment Adviser Law Examination
    2011-01-19
Other Names
  • Ned Francis Lucia

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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