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John Reginald Roxas

Wells Fargo Clearing Services, LLC

San Jose, CA

Daly City, CA

Daly City, CA

Daly City, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-29
CA RA APPROVED 2011-01-01
  • TX RA
    APPROVED_RES
    Since 2026-05-29
  • CA RA
    APPROVED
    Since 2011-01-01

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

135 Serramonte Ctr, Daly City, CA 94015 • United States

6843 Mission St, Daly City, CA 94014 • United States

601 Westlake Ctr, Daly City, CA 94015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Leandro CA 11/2010 11/2016
Wells Fargo Bank, N.A. San Leandro CA 12/2005 Present
Wells Fargo Clearing Services, Llc San Leandro CA 11/2016 Present
  • 11/2010 → 11/2016
    Wells Fargo Advisors Llc
    San Leandro, CA
  • 12/2005 → Present
    Wells Fargo Bank, N.A.
    San Leandro, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Leandro, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-30
  • S66 Uniform Combined State Law Examination
    2010-12-30

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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