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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

333 Gellert Blvd Suite 204, Daly City, CA 94015 • United States

San Francisco, CA • United States

447 Sutter St. Ste 536, San Francisco, CA 94108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. San Francisco CA 05/1996 09/2025
Avantax Advisory Services San Francisco CA 03/1998 09/2025
Emmanuel A. Santos, Jd Cpa Inc. San Francisco CA 01/2013 Present
Avantax Insurance Agency, Llc San Francisco CA 03/1997 09/2025
Santos And Santos Law Offices, Llp Daly City CA 02/2015 09/2022
Santos Fumar Law, A Professional Corporation San Francisco CA 01/2022 Present
Cetera Wealth Services, Llc San Francisco CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/1996 → 09/2025
    Avantax Investment Services, Inc.
    San Francisco, CA
  • 03/1998 → 09/2025
    Avantax Advisory Services
    San Francisco, CA
  • 01/2013 → Present
    Emmanuel A. Santos, Jd Cpa Inc.
    San Francisco, CA
  • 03/1997 → 09/2025
    Avantax Insurance Agency, Llc
    San Francisco, CA
  • 02/2015 → 09/2022
    Santos And Santos Law Offices, Llp
    Daly City, CA
  • 01/2022 → Present
    Santos Fumar Law, A Professional Corporation
    San Francisco, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    San Francisco, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-08-21 → 2025-09-05
    Avantax Advisory Services
    San Francisco, CA
    Daly City, CA
    Dallas, TX
    San Francisco, CA
Other Businesses

1) Emmanuel A. Santos, JD CPA Inc.~'NIR'~447 Sutter Street, Suite 714~San Francisco~CA~94108~Accounting/Bookkeeping (No Tax Preparation)~President~1/1/2013~200hrs~80hrs~President of the corporation 2) Kaiser Permanente/health ins~'NIR'~447 Sutter St. #714~San Francisco~CA~94108~Independent Insurance Agent~Insurance Sales Agent~3/12/1997~0hrs~0hrs~Sell insurance policies 3) CA Physicials Service Agency Inc~'NIR'~447 Sutter St. #714~San Francisco~CA~94108~Independent Insurance Agent~Insurance Sales Agent~3/22/2004~1hrs~1hrs~Sell insurance policies 4) Richmond Ermet AIDS Foundation~'NIR'~447 Sutter St. #714~San Francisco~CA~94108~Other~Chief Financial Officer~7/1/1997~0hrs~0hrs~non profit organization raising funds for aids 5) SANTOS FUMAR LAW, A PROFESSIONAL CORPORATION POSITION: President NATURE: It is a law firm. We provide legal services and represent clients in legal actions. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/19/2022 ADDRESS: 447 Sutter St., Suite 714, San Francisco CA 94108, United States DESCRIPTION: I handle the financial and administrative functions of the organization. 6) Blue Cross of California; Insurance Sales Agent; Independent Insurance Agent; IR; 2; 10/01/2004; 447 Sutter St. #714 San Francisco CA 94108; Sell insurance policies. 7) NAME OF OTHER BUSINESS: ADMINISTRATOR OF A PROBATE ESTATE FOR CLIENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ESTATE MANAGEMENT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: ADMINISTRATOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGING ESTATE, PAYING BILLS, FILING TAXES AND MANAGING REAL ESTATE OF THE ESTATE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-07
  • S63 Uniform Securities Agent State Law Examination
    1996-06-07
Designations
Other Names
  • Noel Santos

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