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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
333 Gellert Blvd Suite 204, Daly City, CA 94015 • United States
San Francisco, CA • United States
447 Sutter St. Ste 536, San Francisco, CA 94108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | San Francisco | CA | 05/1996 | 09/2025 |
| Avantax Advisory Services | San Francisco | CA | 03/1998 | 09/2025 |
| Emmanuel A. Santos, Jd Cpa Inc. | San Francisco | CA | 01/2013 | Present |
| Avantax Insurance Agency, Llc | San Francisco | CA | 03/1997 | 09/2025 |
| Santos And Santos Law Offices, Llp | Daly City | CA | 02/2015 | 09/2022 |
| Santos Fumar Law, A Professional Corporation | San Francisco | CA | 01/2022 | Present |
| Cetera Wealth Services, Llc | San Francisco | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Emmanuel A. Santos, JD CPA Inc.~'NIR'~447 Sutter Street, Suite 714~San Francisco~CA~94108~Accounting/Bookkeeping (No Tax Preparation)~President~1/1/2013~200hrs~80hrs~President of the corporation 2) Kaiser Permanente/health ins~'NIR'~447 Sutter St. #714~San Francisco~CA~94108~Independent Insurance Agent~Insurance Sales Agent~3/12/1997~0hrs~0hrs~Sell insurance policies 3) CA Physicials Service Agency Inc~'NIR'~447 Sutter St. #714~San Francisco~CA~94108~Independent Insurance Agent~Insurance Sales Agent~3/22/2004~1hrs~1hrs~Sell insurance policies 4) Richmond Ermet AIDS Foundation~'NIR'~447 Sutter St. #714~San Francisco~CA~94108~Other~Chief Financial Officer~7/1/1997~0hrs~0hrs~non profit organization raising funds for aids 5) SANTOS FUMAR LAW, A PROFESSIONAL CORPORATION POSITION: President NATURE: It is a law firm. We provide legal services and represent clients in legal actions. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/19/2022 ADDRESS: 447 Sutter St., Suite 714, San Francisco CA 94108, United States DESCRIPTION: I handle the financial and administrative functions of the organization. 6) Blue Cross of California; Insurance Sales Agent; Independent Insurance Agent; IR; 2; 10/01/2004; 447 Sutter St. #714 San Francisco CA 94108; Sell insurance policies. 7) NAME OF OTHER BUSINESS: ADMINISTRATOR OF A PROBATE ESTATE FOR CLIENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ESTATE MANAGEMENT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: ADMINISTRATOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGING ESTATE, PAYING BILLS, FILING TAXES AND MANAGING REAL ESTATE OF THE ESTATE;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
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