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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-01 |
| CA | RA | APPROVED | 2022-07-11 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 08/2021 | Present |
| Rge Motor Direct Inc. | City Of Industry | CA | 02/2021 | 08/2021 |
| Poundex Associates Corporation | City Of Industry | CA | 04/2019 | 02/2021 |
| Duro Corporation | City Of Industry | CA | 11/2017 | 02/2019 |
| California State Polytechnic University Pomona | Pomona | CA | 06/2012 | 03/2017 |
| Unemployed | San Gabriel | CA | 08/2015 | 11/2017 |
| Unemployed | San Gabriel | CA | 03/2019 | 03/2019 |
*454765 - Hellebore Candle Co.; Investment related - No; SAN GABRIEL, California; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0; After business hours: 20; Accounting/Bookkeeping, Business Development/Growth, Administrative, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-11 |
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