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Charles Joseph Neff

Hightower Advisors, LLC

Las Vegas, NV

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-09-01
  • NV RA
    APPROVED
    Since 2021-09-01

Branch Locations

2360 Corporate Circle Suite 160, Las Vegas, NV 89074 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities Llc Las Vegas NV 07/2021 Present
Opencounter San Francisco CA 06/2017 07/2021
Unemployed N/A XX 03/2017 05/2017
Extended Travel N/A XX 12/2016 02/2017
Self- Employed Las Vegas NV 08/2016 12/2016
  • 07/2021 → Present
    Hightower Securities Llc
    Las Vegas, NV
  • 06/2017 → 07/2021
    Opencounter
    San Francisco, CA
  • 03/2017 → 05/2017
    Unemployed
    N/A, XX
  • 12/2016 → 02/2017
    Extended Travel
    N/A, XX
  • 08/2016 → 12/2016
    Self- Employed
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-21
  • S66 Uniform Combined State Law Examination
    2021-08-21
Other Names
  • Charles Joseph Neff
  • Cj Neff

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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